Regulation and Compliance

Peter is an expert on SRA Compliance, with a wealth of experience on both sides of the fence from working for law firms and regulators. His understanding of business priorities ensures a practical approach, which guarantees that policies and processes are usable, effective in reducing risk and make business sense – it’s not about ticking boxes!  Good coaching and training ensure that policies and processes designed to protect your business are well understood and applied in practice.


Outcomes Focused Regulation (OFR).

Peter completed a 6 month project with the SRA on piloting Relationship Management in law firms in October 2010, which provides valuable insights into the role and activities of regulators at this critical time in their evolution.
Code of Conduct.
Peter has advised many firms on SRA compliance issues and preparing for Practice Standards Unit Monitoring Visits. Training and advising firms on the practical implications of the mandatory requirements of the Practice Rules and their introduction to include Client Care, Business Management and Equality & Diversity.


Code of Conduct Training

Peter has delivered more than 75 public and in-house courses between October 2006 to date to between 650 and 700 delegates, mostly at partner and associate level.


Compliance Officer for Legal Practice (COLP)
Compliance Officer for Finance and Administration (COFA)

Peter has advised and trained nominated COLPs and COFAs from more than 100 firms.