I’m delighted to be presenting a range of training sessions for MBL Seminars, both face to face and online during the latter part of 2022 and into 2023 as follows:
The A-Z of Law Firm Regulation & Compliance – A 2 Day Masterclass (mblseminars.com)
Closing a Client File – Management & Risk Reduction for Law Firms – Webinar (mblseminars.com)
Obligations Of Compliance Officers For Legal Practice – A COLPs Course (mblseminars.com)
File Auditing for COLPs – Current Regulatory Trends & Insights – Learn Live (mblseminars.com)
Reporting to the SRA – A Guide for COLPs & COFAs – Learn Live (mblseminars.com)
Conflicts of Interest – What the SRA Expects – Learn Live (mblseminars.com)
Risky Business – Managing the Life Cycle of Your Client Files – Learn Live
Key Areas
Warner Consulting offers a range of training seminars and workshops that are designed to enable delegates to enhance and develop their skills. We deliver programmes and individual courses to solicitors, barristers, managers and support staff that have been extremely well received in personal and management skills together with quality, risk and compliance topics.
Management and Personal Skills
These courses can be offered as half day or whole day sessions where the content and format can be tailored to your particular requirements
Email: info@warner-consulting.co.uk : Mobile: 07796 262595
SRA regulatory compliance for COLPs, COFAs and compliance managers
SRA Regulatory Compliance
Paragraph 4.3 of the Code of Conduct for Firms 2019 states:
4.3 You ensure that your managers and employees are competent to carry out their role, and keep their professional knowledge and skills, as well as understanding of their legal, ethical and regulatory obligations, up to date.
We have delivered a range of in-house courses that cover all the SRA requirements to Partners, Fee Earners and Staff covering all aspects of professional conduct, ethics and standards to include:
• Code of Conduct requirements
• Client Care
• Equality and Diversity
• Conflicts and confidentiality
• Data Protection
• AML
• Referrals
• Publicity
• Separate Businesses
Contact Peter on 07796 262595 or email: info@warner-consulting.co.uk for more details
Testimonials
Here is some of the feedback received from the August 2022 webinars:
“Thank you very much for an informative session”
– “Thanks very much for the session, very helpful Peter “
– “I’m a new COLP and found this a good and comprehensive introduction to my new role”
– “Great session – thanks so much. About to be appointed COLP. This was both informative and reassuring “